Examples of FINRA Arbitration motions

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FINRA Arbitration Motions

Examples of FINRA Arbitration motions

Arbitration has often been compared to the traditional courts.  The major difference is that the parties are able to proceed in a much more deliberate matter.  Although arbitration is an informal process, a variety of matters may be subject to motion practice.  The following is a non-exhaustive list of common motions that can be filed in FINRA arbitration.  I will describe them more fully in subsequent postings.

  • Motion to Amend a Claim
  • Motion to Consolidate Claims
  • Motion to Sever Claims
  • Motion to Change the Hearing Location
  • Motion to Bar Defenses Due to Untimely or Incomplete Answers
  • Motion to Compel Discovery
  • Motion to Postpone a Hearing
  • Motion to Dismiss
  • Motion in Limine

Ken Strongman, MediatorAbout the Author: Ken Strongman (www.kpstrongman.com) has years of experience and a growing national reputation as a mediator and arbitrator.  He has successfully resolved more than a thousand disputes in the fields of construction defects, real estate, intellectual property, and employment.  He is also a Mediator and Arbitrator for FINRA.

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