The Arbitrator’s Role: Ethical Considerations
FINRA encourages arbitrators to periodically review the Code of Ethics for Arbitrators in Commercial Disputes (Code of Ethics) to refresh themselves about their duties and ethical responsibilities. The information contained in this guide is a brief reminder of the arbitrators’ ethical duties. The guide is neither an exhaustive list nor a substitute for the Code of Ethics or the FINRA Codes. Besides the Code of Ethics, arbitrators should also be mindful of any ethical considerations associated with their respective professions.
About the Author: Ken Strongman (www.kpstrongman.com) has years of experience and a growing national reputation as a mediator and arbitrator. He has successfully resolved more than a thousand disputes in the fields of construction defects, real estate, intellectual property, and employment. He is also a Mediator and Arbitrator for FINRA.
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